検索ワード: participating broker dealers (英語 - 簡体字中国語)

broker-dealers (31 cfr § 103.19);
* 经纪人(《联邦法规汇编》第31卷第103.19条)；

total broker dealer
总额(美元)

customer identification programs for broker-dealers (joint final rule) -
gov/326bankfinal.pdf)

248. a second receipt is issued when the miner sells diamonds to a broker/dealer.
248. 当矿工把钻石卖给经纪人/中间商时，开出第二份收据。

(c) systematic review of all counterparty banks and broker dealers with a minimum credit criteria -- treasury-specific limits are approved quarterly by the controller;
(c) 用最低信用标准系统地审查所有对方银行和经纪交易公司 -- -- 财务处具体限额每季度由主计长核可；

most brokers, dealers and shippers seek to act within the law, but in many countries laws on arms brokering do not exist or are not well defined.
大多数经纪人、交易商和货主都希望合法经营，但很多国家没有有关武器经纪业务的法律，或是法律界定不清。

249. this means that, in liberia, there is a traceable link between the broker/dealer receipt and the mining voucher.
249. 这意味着，在利比里亚，经纪人/中间商收据和采矿凭单之间有可追查的线索。

elements include establishing a legal framework for securities issuance and trading, including regulations for underwriters, brokers, dealers and other entities providing supporting services for the securities market.
这方面的因素包括为证券发行和交易设立法律框架，包括制定承保人、经纪人、证券商和其他为证券市场提供支助服务的实体的管制条例。

it must also be reiterated that the sensitization of all stakeholders in the diamond sector, including miners, brokers, dealers and exporters, is of the utmost importance in order for the system to work.
专家组还必须重申的是，为使这一系统发挥作用，还必须提高包括采矿者、中间商、经销商和出口商在内的钻石行业所有利益攸关方的认识。

analyst, broker and dealer disclosures: this final rule was issued on 20 february 2003. called "regulation analyst certification ", it requires brokers, dealers and others to certify their research reports as their own opinions.
35. 分析师、经纪人和交易员的披露：本项细则于2003年2月20日颁布，称为 "分析师认证条例 "，要求分析师、经纪人和交易员证明他们的研究报告是自己的意见。

23. when they exist, regional efforts, by their very nature, do not address the global nature of the sources of small arms and light weapons and the increasingly transnational networks of brokers, dealers, financiers and transporters.
23． 在作出区域努力时，这种努力因其本质无法应付小武器和轻武器来源所具有的全球性质和经纪人、军火商、资助者及承运商网络的跨国扩展。