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specific regulations exist that govern the criteria for licensing and registration of securities dealers, investment advisors and their representatives.
目前还制订了关于证券商、投资顾问及其代表的颁发许可证和注册的标准。

the fsc administers the operations and activities of securities dealers, investment advisors, mutual funds, unit trusts, insurance companies, insurance brokers and agencies.
21. 财务委员会管理证券商、投资顾问、共同基金、单位信托基金、保险公司、保险经纪和公司的运作和活动。

moreover, in view of the size and diversity of the investment portfolio, it was the view of oios that the fund should review the need for an increase in the number of investment management service investment officers or the hiring of additional discretionary investment advisors.
另外，考虑到投资组合的规模和多样性，监督厅认为，基金应当审查是否需要增加投资管理处投资干事的数目，或雇佣更多的有酌处权的投资顾问。

it should be emphasized that act 9613/98 already covers lawyers, notaries, accounting professionals and investment advisors as regards their criminal liability in money laundering activities, in light of article 1.
应当强调，根据第1条，第9613/98号法律的范围已经涵盖了律师、公证人、专业会计师和投资顾问在洗钱活动中的刑事责任。

121. oios also noted that the investment management service uses four non-discretionary investment advisors, at a cost of about $7.6 million per annum, which make recommendations on investment strategy and on individual investments of the fund.
121. 监督厅还注意到，投资管理处以每年约760万美元的费用使用四名没有酌处权的投资顾问，这些顾问就基金的投资战略和各项具体投资提出建议。

the debtor, a citizen of the united states of america ( "the united states "), was an investment advisor doing business in canada.
债务人为美利坚合众国（ "美国 "）公民，系在加拿大开业的投资顾问。

as investment advisor to the institute for industrial promotion (ipi), italian ministry of industry, commerce, artisan-work and tourism, diana battaggia analysed internationalization opportunities of southern italian smes; assessed gender entrepreneurship and investment opportunities, as well as advised on economic and institutional matters for italian and european companies in various industrial sectors.
diana battaggia在担任意大利工业、商业、艺术著作和旅游部的工业促进协会投资顾问期间，负责分析意大利南部中小企业的国际化机会，评估不同性别的创业和投资机会，为各个工业部门的意大利和欧洲公司提供关于经济和体制问题的咨询意见。